CAPELLA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
SMITHTOWN, New York
CRD number
174167
Registered since
November 4, 2015

Firm profile

FINTRX

Overview

Capella Securities LLC is organized as a limited liability company and has been SEC-registered since 2015. FINTRX classifies the firm as unclassified and records it as not serving as a capital allocator. The snapshot in FINTRX also flags that the firm is not an active ESG investor, is not registered as a multi-state adviser, and is not identified as a pension consultant or related adviser. FINTRX provides no further detail about the firm’s advisory activities, client types, fee structure, or typical investment mandates, so the public profile is limited to registration and high-level classification flags.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • DAVID DICENSO

    Chief Compliance OfficerCRD 1538474

  • CHRISTOPHER DRISCOLL

    CEOCRD 4716573

  • ALVARO PEREYRA

    CEOCRD 5578565

Contacts

1 of 1
  • SARAH RUSSELL

    FinOpCRD 6727189

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SMITHTOWN, NY

SUFFOLK

Location

SMITHTOWN, NY

Headquartered in SMITHTOWN, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth