Joseph Gunnar & Co LLC

Broker-DealerFINRA MemberEst. 1990

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 24795
Registered since: February 16, 1990
Website: www.josephgunnar.com
Custodians: RBC CAPITAL MARKETS, LLC

Firm profile

FINTRX

Overview

Joseph Gunnar & Co LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1990 and is listed as a domestic entity/individual owner type. The FINTRX snapshot does not list traditional RIA attributes such as multi-state advisory status, pension consulting, or active ESG investing; those fields are flagged negative. The profile does not provide detail on fee schedules, specific advisory services, or client segments.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents8%
Investment Grade Corp Bonds2%
Private Funds2%

Owners & executives

3 of 4

Stephan Stein
President & Chief Operating Officer, Executive Committee MemberCRD 3238494
William Hodge
Chief Compliance OfficerCRD 1950852
Joseph Alagna
Chairman & CEOCRD 1840339