Joseph Gunnar & Co LLC

Broker-DealerFINRA MemberEst. 1990

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 24795
Registered since: February 16, 1990
Website: www.josephgunnar.com
Custodians: RBC CAPITAL MARKETS, LLC

Firm profile

FINTRX

Overview

Joseph Gunnar & Co LLC is a limited liability company that operates as an investment bank and has been SEC-registered since 1990. Ownership is recorded as a combination of domestic entity and individual interests. The firm is not designated as a capital allocator and is not identified as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser in the available records. Regulatory and business-detail fields such as fee structure, client profiles, and specific advisory activities are not provided in the available data. The absence of those disclosures suggests the firm's public filings emphasize its broker-dealer/investment-bank role rather than retail wealth management or traditional registered-adviser activities.

Assets & Accounts

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents8%
Investment Grade Corp Bonds2%
Private Funds2%

Owners & executives

3 of 4

Stephan Stein
President & Chief Operating Officer, Executive Committee MemberCRD 3238494
William Hodge
Chief Compliance OfficerCRD 1950852
Joseph Alagna
Chairman & CEOCRD 1840339