Livingston Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Uniondale, New York
CRD number
147364
Registered since
October 9, 2008

Firm profile

FINTRX

Overview

Livingston Securities, LLC is organized as a limited liability company and has been SEC-registered since 2008. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is described as a combination of a domestic entity and an individual. Available records show the firm is not identified as a multi-state adviser, not labeled a pension consultant, and not flagged as an active ESG investor. FINTRX does not list related-adviser relationships for Livingston Securities. The dataset does not include detail on the firm’s specific business lines, client types, or advisory services.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Scott Livingston

    Scott Livingston

    Chief Executive OfficerCRD 1996617

  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

  • Jeanne Rockman

    Chief Compliance OfficerCRD 1255763

Contacts

1 of 1
  • Enrico Albano

    Senior Vice PresidentCRD 1404533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Uniondale, NY

Nassau

Location

Uniondale, NY

Headquartered in Uniondale, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
626 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth