Livingston Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Uniondale, New York
CRD number
147364
Registered since
October 9, 2008

Firm profile

FINTRX

Overview

Livingston Securities, LLC is registered with the SEC and organized as a limited liability company; its SEC registration dates to 2008. FINTRX classifies the firm as an investment bank and lists its ownership as a combination of a domestic entity and an individual. The profile in the dataset contains minimal operational detail: fields for client base, fee structure, and advisory or other business activities are not populated. Regulatory/activity flags in the record signal that the firm is not captured as a capital allocator or a multi-state adviser, is not identified as an active ESG investor, and is not listed as a pension consultant, related adviser, or newly formed adviser. The firm did not provide information on activities and affiliations to FINTRX, which limits visibility into its typical deal flow, client segments, or service lines beyond the investment-bank classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Scott Livingston

    Scott Livingston

    Chief Executive OfficerCRD 1996617

  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

  • Jeanne Rockman

    Chief Compliance OfficerCRD 1255763

Contacts

1 of 1
  • Enrico Albano

    Senior Vice PresidentCRD 1404533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Uniondale, NY

Nassau

Location

Uniondale, NY

Headquartered in Uniondale, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
626 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth