Livingston Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Uniondale, New York
CRD number
147364
Registered since
October 9, 2008

Firm profile

FINTRX

Overview

Livingston Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm is SEC-registered (since 2008) and is owned at the domestic entity and individual level. Public records characterize the firm more as a capital-markets intermediary than as a discretionary asset manager: it is not listed as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Filings and the snapshot data provide limited detail about client types, fee models, or advisory activities. The available profile is consistent with a firm whose primary activities are transactional or underwriting-focused rather than running retail or institutional advisory mandates.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Scott Livingston

    Scott Livingston

    Chief Executive OfficerCRD 1996617

  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

  • Jeanne Rockman

    Chief Compliance OfficerCRD 1255763

Contacts

1 of 1
  • Enrico Albano

    Senior Vice PresidentCRD 1404533

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Uniondale, NY

Nassau

Location

Uniondale, NY

Headquartered in Uniondale, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
626 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth