Henley & Company LLC

Broker-DealerFINRA MemberEst. 2004

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 131453
Registered since: September 22, 2004
Website: www.henleyandcompany.com

Firm profile

FINTRX

Overview

Henley & Company LLC is organized as a limited liability company and is recorded as SEC-registered since 2004. The firm is listed as individually owned and carries an "unclassified" designation in the snapshot data. FINTRX flags Henley & Company as not acting as a capital allocator and not identifying as an active ESG investor. The profile does not include stated business lines, advisory activities, fee structure, or a client type breakdown. The dataset contains several negative flags: the adviser is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. No information about affiliations, industry awards, or other activities was provided.

Assets & Accounts

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

Francis Gemino
CEOCRD 219616
Albert Denton
President, CEOCRD 1321620
Maria Germano-alessi
Director of Operations and Chief Compliance OfficerCRD 4404986