Henley & Company LLC

Broker-DealerFINRA MemberEst. 2004

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 131453
Registered since: September 22, 2004
Website: www.henleyandcompany.com

Firm profile

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Overview

Henley & Company LLC is organized as a limited liability company and has been SEC-registered since 2004. The firm is held by an individual owner and is categorized as "unclassified" in the available regulatory snapshot. Public disclosures do not describe the firm's investment strategy, client mix, fee model, or specific advisory services. The regulatory summary indicates Henley & Company is not identified as a capital allocator and does not report active ESG investing. It also is not listed as a multi-state adviser, a pension consultant, or a related adviser in the snapshot provided.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3

Francis Gemino
CEOCRD 219616
Albert Denton
President, CEOCRD 1321620
Maria Germano-alessi
Director of Operations and Chief Compliance OfficerCRD 4404986