Royce Fund Services, LLC

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
14470
Registered since
December 23, 1982

Firm profile

FINTRX

Overview

Royce Fund Services, LLC is organized as a limited liability company and has been SEC-registered since 1982. The firm is recorded as a domestic entity with individual ownership and is classified in FINTRX as “Unclassified.” The snapshot indicates Royce Fund Services does not operate as a capital allocator, does not identify as an active ESG investor, and is not registered as a multistate or newly formed adviser. It is also not designated as a pension consultant or a related adviser in the available records. FINTRX provides only a brief regulatory snapshot rather than detail about client segments, fee arrangements, or day-to-day advisory activities, so public disclosures about the firm’s business model and investment mandates are limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Christopher Clark

    Christopher Clark

    Chief Executive Officer & Co-CIOCRD 1735713

  • David Wilson

    David Wilson

    Chief Compliance OfficerCRD 5780721

  • Peter Hoglund

    Peter Hoglund

    Chief Financial & Administrative Officer, Managing DirectorCRD 1859652

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Contacts

3 of 13
  • Stephen Clark

    Stephen Clark

    Co-Head of DistributionCRD 3093437

  • Thomas Palasits

    Financial and Operations PrincipalCRD 1675575

  • Jared Overlee

    Jared Overlee

    Senior Client Portfolio ManagerCRD 5355779

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth