HOLD BROTHERS CAPITAL LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151864
Registered since
May 6, 2010

Firm profile

FINTRX

Overview

Hold Brothers Capital LLC is organized as a limited liability company and is recorded by FINTRX as an SEC-registered adviser since 2010. The data set is sparse: ownership is listed as a combination of a domestic entity and an individual, and the firm is labeled “unclassified” in FINTRX taxonomy. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, newly formed adviser, pension consultant, or a related adviser. FINTRX does not include any firm-provided descriptions of investment strategy, target client segments, advisory activities, or external affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • GREGORY HOLD

    Chairman & CEOCRD 2169408

  • ROBERT RICCA

    Chief Compliance OfficerCRD 1658885

Contacts

3 of 37
  • Dennis Casserly

    Proprietary TraderCRD 2606284

  • MICHAEL ROTHMAN

    Securities TraderCRD 2860555

  • David Nardi

    Proprietary TraderCRD 1767583

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth