FGC Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
158399
Registered since
November 26, 2012

Firm profile

FINTRX

Overview

FGC Securities, LLC is organized as a limited liability company and has been SEC-registered since 2012. Ownership is recorded as involving both a domestic entity and an individual. The firm's regulatory classification is listed as unclassified. The firm's profile flags several negative indicators: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, does not act as a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Foley

    John Foley

    Chief Executive OfficerCRD 5382067

Contacts

3 of 6
  • Sarah Sutton

    Sarah Sutton

    Compliance PrincipalCRD 4151257

  • Demetrios Lyristis

    Managing PartnerCRD 4485548

  • Tracie Okeefe

    Tracie Okeefe

    FinOpCRD 5924814

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
107 Greenwich St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth