Ernst & Young Capital Advisors, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
—
Advisory reps
56
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
152514
Registered since
July 16, 2010
Website
www.ey.com

Firm profile

FINTRX

Overview

Ernst & Young Capital Advisors, LLC is organized as a limited liability company and has been SEC-registered since 2010. The FINTRX snapshot classifies the firm as an investment bank and lists its owner type as Domestic Entity | Individual. The profile flags the firm as not being a capital allocator and not an active ESG investor; it is also marked as not a multi-state adviser, not a pension consultant, and not a related adviser. Those attributes point to a business model focused on advisory and transaction-related services rather than discretionary asset management. The dataset does not provide detail on specific advisory activities, client segments, fee schedules, or the services mix.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sergio Costa

    Sergio Costa

    Chief Compliance OfficerCRD 5746445

Contacts

3 of 55
  • John Emery

    John Emery

    Managing DirectorCRD 1988667

  • Geoffrey Ellis

    Geoffrey Ellis

    Managing DirectorCRD 2186959

  • Hisham Barghout

    Hisham Barghout

    Managing DirectorCRD 2392326

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Manhattan W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth