Blue Diamond Securities of America LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
158821
Registered since
March 8, 2012

Firm profile

FINTRX

Overview

Blue Diamond Securities of America LLC is organized as a limited liability company and is registered with the SEC; its registration dates to 2012. The firm is held by an individual owner and is recorded in filings as an unclassified adviser. Public records indicate it does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Available disclosures for the firm are sparse: the dataset contains no detailed descriptions of its advisory activities, fee schedules, client segments, or investment mandates. That lack of granularity limits any assessment of its positioning, target client types, or typical investment approach.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Zagotti

    Mark Zagotti

    CEO & CCOCRD 2534369

Contacts

3 of 5
  • Ruserim Hasan

    Registered Financial AdvisorCRD 1315687

  • Joseph Valentic

    Joseph Valentic

    PresidentCRD 6850267

  • Peter F Chiu

    MemberCRD 8015031

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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