Anubis Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
157642
Registered since
October 13, 2011

Firm profile

FINTRX

Overview

Anubis Securities LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm is classified as a placement agent, which indicates its primary role is intermediary activity—sourcing and introducing fund managers to potential investors—rather than managing or allocating proprietary capital. Ownership is listed as a combination of a domestic entity and an individual. Public data show the firm does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lawrence Block

    Lawrence Block

    Senior Managing Director, Chief Compliance Officer and General CounselCRD 3006613

Contacts

3 of 6
  • Robert Lieber

    Robert Lieber

    Executive Manager DirectorCRD 711138

  • Robert Wakefield

    Director of Infrastructure InvestmentsCRD 2119794

  • Estee Dorfman

    Estee Dorfman

    FinOpCRD 2696529

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
717 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth