RIAs: $100M – $500M AUM

7,647 RIAs in the $100M – $500M AUM range, ranked by reported regulatory assets.

SWS CAPITAL MANAGEMENT, LLC

RIA

New York, NY

AUM $413MTEAM 10REPS 3

AULDBRASS PARTNERS, LP

RIA

New York, NY

AUM $413MTEAM 11REPS 4

ALETHEIAN WEALTH ADVISORS LLC

RIA

BELLEVUE, WA

AUM $413MTEAM 6REPS 5

ALTAMONT CAPITAL MANAGEMENT

RIA

ASHEVILLE, NC

AUM $412MTEAM 2REPS 4

KERBEROS CAPITAL MANAGEMENT LLC

RIA

CHICAGO, IL

AUM $412MTEAM 8REPS 4

LAKESIDE ADVISORS INC

RIA

SEATTLE, WA

AUM $412MTEAM 4REPS 3

AUXO INVESTMENT PARTNERS, LLC

RIA

GRAND RAPIDS, MI

AUM $412MTEAM 15REPS 3

BAY HARBOR WEALTH MANAGEMENT, LLC

RIA

HUNT VALLEY, MD

AUM $412MTEAM 6REPS 3

PETIX & BOTTE FINANCIAL

RIA

LA MESA, CA

AUM $412MTEAM 4REPS 4

FOUNDATION WEALTH MANAGEMENT, LLC

RIA

MEDIA, PA

AUM $412MTEAM 5REPS 4

AURELIUS CAPITAL MANAGEMENT, LP

RIA

New York, NY

AUM $412MTEAM 12REPS 3

VORTUS INVESTMENT ADVISORS, LLC

RIA

FORT WORTH, TX

AUM $412MTEAM 6REPS 3

GRANDVIEW ASSET MANAGEMENT LLC

RIA

HARRISBURG, PA

AUM $412MTEAM 9REPS 4

SLAGLE FINANCIAL, LLC.

RIA

EDWARDSVILLE, IL

AUM $412MTEAM 21REPS 12

HALL CAPITAL MANAGEMENT COMPANY, INC.

RIA

Barrington, RI

AUM $412MTEAM 9REPS 3

YAKIRA CAPITAL MANAGEMENT, INC.

RIA

WESTPORT, CT

AUM $412MTEAM 4REPS 2

MB, LEVIS & ASSOCIATES,LLC

RIA

CENTER VALLEY, PA

AUM $412MTEAM 4REPS 5

HLM MANAGEMENT CO., LLC

RIA

WALTHAM, MA

AUM $411MTEAM 14REPS 5

BDFS CAPITAL LLC

RIA

REHOBOTH BEACH, DE

AUM $411MTEAM 9REPS 9

ZUNA, LLC

RIA

PORTLAND, OR

AUM $411MTEAM 6REPS 3

ROONEY CAPITAL MANAGEMENT, INC.

RIA

AUM $411MTEAM 1REPS 1

GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CHATTANOOGA, TN

AUM $411MTEAM 11REPS 5

EVEREST PRIVATE WEALTH

RIA

CUPERTINO, CA

AUM $411MTEAM 3REPS 2

ACCESS FINANCIAL RESOURCES INC.

RIA

OKLAHOMA CITY, OK

AUM $411MTEAM 9REPS 7

Other AUM ranges

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