Western Financial Corporation
Firm details
- Headquarters
- San Diego, California
- CRD number
- 6118
- Registered since
- January 2, 2020
- Website
- westfincorp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.31%
- Corporations / Businesses7.52%
- Pension & Profit Sharing Plans3.21%
- Individuals2.66%
- Charitable Organizations0.3%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Western Financial Corporation is an independent registered investment adviser that provides portfolio management and financial planning primarily to individuals, families and small businesses, with select institutional relationships. The firm registered with the SEC in 2020 and bills clients on a percentage-of-AUM basis. Its stated advisory services focus on financial planning and portfolio management for individuals and small businesses. The firm is not flagged as an active ESG investor, is not classified as a capital allocator, and is listed as not being a multi-state adviser in its profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Public Funds/Mutual Funds20%
- US Government Bonds4%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Richard Levenson
President, Chief Executive Officer & Chief Investment OfficerCRD 1683935
Contacts
2 of 2
Steven Levenson
Executive Vice PresidentCRD 6843600
Sandie Turley
Managing PartnerCRD 1654884
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$24.1M in ETFs
88%
$21.3M
2%
$2.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TREASURY BOND ETF (GOVT) | BlackRock | Passive | Intermediate Government | $2.6M | 115,863 | 10.94% |
Location
San Diego, CA
San Diego
Location
San Diego, CA
Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.
- Metro area
- San Diego-Chula Vista-Carlsbad, CA
- Region
- West
- County
- San Diego
- Address
- 13400 Sabre Springs Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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