Western Financial Corporation
Firm details
- Headquarters
- San Diego, California
- CRD number
- 6118
- Registered since
- January 2, 2020
- Website
- westfincorp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.7%
- Corporations / Businesses8.97%
- Pension & Profit Sharing Plans3.4%
- Individuals2.6%
- Charitable Organizations0.33%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Western Financial Corporation is an independent registered investment adviser that appears to serve both individual/family and institutional clients. The firm is organized as a corporation, registered with the SEC in 2020, and reports a fee model based on a percentage of assets under management. Its stated advisory activities center on financial planning and portfolio management for individuals and small businesses. The firm's regulatory snapshot indicates it is not an active ESG investor, does not identify as a multi-state adviser on its filing, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Public Funds/Mutual Funds20%
- US Government Bonds4%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Richard Levenson
President, Chief Executive Officer & Chief Investment OfficerCRD 1683935
Contacts
2 of 2
Sandie Turley
Managing PartnerCRD 1654884
Steven Levenson
Sr. Vice President, Investment AdvisorCRD 6843600
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$24.1M in ETFs
88%
$21.3M
2%
$2.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TREASURY BOND ETF (GOVT) | BlackRock | Passive | Intermediate Government | $2.6M | 115,863 | 10.94% |
Location
San Diego, CA
San Diego
Location
San Diego, CA
Headquartered in San Diego, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 13400 Sabre Springs Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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