Pacific Wealth Management

RIASEC Registered
Total AUM
$372M
Discretionary
$365M
98% of AUM
Avg account
$703K
Accounts
529
Employees
6
Advisory reps
8

Firm details

Headquarters
San Diego, California
CRD number
113217
Registered since
November 14, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI81.88%
  • Individuals18.12%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Pacific Wealth Management is an independent, limited liability RIA that is SEC-registered (first registered in 2012). The firm serves individual and family clients and operates as a capital allocator, combining portfolio management, comprehensive financial planning, and the selection of external advisers. It also conducts insurance brokerage activities. Fees are charged through a mix of AUM-based percentages, hourly rates, fixed fees and other arrangements. The firm does not identify as an active ESG investor and is not organized as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 5%, State & Local Bonds 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities5%
  • State & Local Bonds3%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 8
  • John Mayer

    John Mayer

    Director of ResearchCRD 6905535

  • Marjorie Smith

    Marjorie Smith

    Wealth AdvisorCRD 6803652

  • James Kuntz

    James Kuntz

    FounderCRD 1038293

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 14

Active vs passive

$219M in ETFs

Passive

85%

$187M

Active

<1%

$32.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$134M175,28060.92%

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
11512 El Camino Real
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth