BAY Harbor Wealth Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$412M
Discretionary
$412M
100% of AUM
Avg account
$300K
Accounts
1,375
Employees
6
Advisory reps
3

Firm details

Headquarters
Hunt Valley, Maryland
CRD number
294000
Registered since
October 11, 2018
Website
www.bayharborwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.86%
  • Individuals24.24%
  • Corporations / Businesses0.9%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

BAY Harbor Wealth Management, LLC is an independent registered investment adviser, formed in 2018 and organized as an LLC with individual ownership. The firm serves both individual/family and institutional clients and acts as a capital allocator, combining discretionary portfolio management with financial planning and the selection of third‑party advisers. Its fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed‑fee engagements. BAY Harbor reports it is not an active ESG investor and does not identify as a multi‑state adviser. The firm lists an insurance company affiliation among its industry connections.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 3%, US Government Bonds 2%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%

Contacts

3 of 3
  • John Moran

    John Moran

    Director of Financial PlanningCRD 5827028

  • Lance Scott

    Lance Scott

    Founder & PresidentCRD 5608446

  • Andrew Anthony

    Andrew Anthony

    AnalystCRD 7289891

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 109

Active vs passive

$435M in ETFs

Passive

65%

$281M

Active

28%

$154M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$39.3M52,4779.04%
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Location

Primary office

Hunt Valley, MD

Baltimore

Location

Hunt Valley, MD

Headquartered in Hunt Valley, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore
Address
201 International Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth