Garner Asset Management Corporation

RIASEC RegisteredEst. 2016
Total AUM
$414M
Discretionary
$414M
100% of AUM
Avg account
$954K
Accounts
434
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
115350
Registered since
March 28, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.81%
  • Charitable Organizations10.56%
  • Individuals1.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Garner Asset Management Corporation is an independent registered investment adviser that has been SEC-registered since 2016 and is owned by an individual. The firm focuses on serving individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its fee schedule includes percentage-of-AUM billing as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor, is not a pension consultant, and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 24%, US Government Bonds 13%, Investment Grade Corp Bonds 7%, State & Local Bonds 2%, Cash & Cash Equivalents 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds24%
  • US Government Bonds13%
  • Investment Grade Corp Bonds7%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • Will Clark

    Chief Compliance OfficerCRD 5089829

Contacts

1 of 1
  • Robert Garner

    Investment AdviserCRD 4467833

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$82.9M in ETFs

Passive

100%

$82.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$21.3M28,98525.75%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth