GARNER ASSET MANAGEMENT CORPORATION
Firm details
- Headquarters
- ,
- CRD number
- 115350
- Registered since
- March 28, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI87.81%
- Charitable Organizations10.56%
- Individuals1.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Garner Asset Management Corporation is an independent, SEC-registered registered investment adviser that has operated since 2016. The firm is owned by an individual and focuses on serving individual and family clients, along with some small-business relationships. Its client-facing services center on financial planning and discretionary portfolio management for individuals and small businesses. Garner bills using a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements. The firm does not present itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds24%
- US Government Bonds13%
- Investment Grade Corp Bonds7%
- State & Local Bonds2%
Owners & executives
1 of 1WILL CLARK
Chief Compliance OfficerCRD 5089829
Contacts
1 of 1ROBERT GARNER
Investment AdviserCRD 4467833
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$63.3M in ETFs
100%
$63.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $16.6M | 28,826 | 26.28% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
NORTHEAST PLANNING ASSOCIATES, INC.
RIABEDFORD, NH
MOKOSAK ADVISORY GROUP, LLC
RIAURBANDALE, IA
GOLD COAST WEALTH MANAGEMENT, LLC
RIAJERICHO, NY
OAK ASSET MANAGEMENT, LLC
RIAWESTLAKE VILLAGE, CA
WATERSHED PRIVATE WEALTH
RIAOAK BROOK, IL
CLEARWELL GROUP
RIATAMPA, FL