Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
Oneamerica Securities, Inc.
Broker-DealerIndianapolis, IN
AUM $306MTEAM 340REPS 578
Hancock Whitney Investment Services Inc.
Broker-DealerNew Orleans, LA
AUM $306MTEAM 49REPS 17
Mack Investment Securities, Inc.
Broker-DealerNorthfield, IL
AUM $303MTEAM 8REPS 12
Access Financial Group, Inc.
Broker-DealerChicago, IL
AUM $302MTEAM 6REPS 5
Alliant Securities, Inc. Turner, Nord, Kienbaum
Broker-DealerLiberty Lake, WA
AUM $300MTEAM 9REPS 9
USA Financial Securities LLC
Broker-DealerAda, MI
AUM $297MTEAM 172REPS 179
Leigh Baldwin & Co, LLC
Broker-DealerCazenovia, NY
AUM $291MTEAM 16REPS 66
Martin Nelson & Co, Inc.
Broker-DealerSeattle, WA
AUM $287MTEAM 9REPS 9
Wesbanco Securities, Inc.
Broker-DealerSaint Clairsville, OH
AUM $286MTEAM 110REPS 98
Smith, Brown & Groover Inc. D/B/A Sbg Wealth Management
Broker-DealerMacon, GA
AUM $284MTEAM 7REPS 7
Milestone Investments, Inc.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
Wilmington Capital Securities, LLC
Broker-DealerGarden City, NY
AUM $277MTEAM 6REPS 33
Accrued Equities Inc.
Broker-DealerMelville, NY
AUM $272MTEAM 4REPS 4
OFG Financial Services, Inc.
Broker-DealerTopeka, KS
AUM $271MTEAM 30REPS 55
Diversified Resources, LLC
Broker-DealerWarwick, RI
AUM $269MTEAM 6REPS 1
W&S Brokerage Services, Inc.
Broker-DealerCincinnati, OH
AUM $257MTEAM 114REPS 436
Correll Co Investment Services Corp.
Broker-DealerHickory Hills, IL
AUM $233MTEAM 4REPS 13
J W Korth & Company
Broker-DealerLansing, MI
AUM $229MTEAM 20REPS 17
Thompson Davis Asset Management
Broker-DealerRichmond, VA
AUM $211MTEAM 9REPS 9
KCD Financial, Inc.
Broker-DealerGreen Bay, WI
AUM $202MTEAM 29REPS 56
Nestlerode & Loy, Inc.
Broker-DealerState College, PA
AUM $199MTEAM 4REPS 6
Lieblong & Associates, Inc.
Broker-DealerLittle Rock, AR
AUM $198MTEAM 4REPS 4
Gladowsky Capital Management Corp
Broker-DealerSmithtown, NY
AUM $198MTEAM 4REPS 4
Continental Investors Services, Inc.
Broker-DealerLongview, WA
AUM $197MTEAM 14REPS 19
Other AUM ranges
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