Lieblong & Associates, Inc.

Broker-DealerFINRA MemberEst. 2014

Total AUM

$198M

Discretionary

$198M

100% of AUM

Accounts

132

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Little Rock, Arkansas
CRD number: 42578
Registered since: January 2, 2014
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles53.11%
HNWI31.06%
Individuals8.72%
Pension & Profit Sharing Plans4.58%
Corporations / Businesses2.53%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lieblong & Associates, Inc. is a corporation registered with the SEC since 2014 that combines advisory, broker-dealer and insurance-broker activities with a hedge-fund orientation. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory practice covers portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions, and it also provides pension consulting services. Fee arrangements include a percentage-of-assets component plus performance-based fees. The firm sponsors and acts as a general partner/managing member of pooled vehicles rather than functioning as an external capital allocator. It is not identified as an active ESG investor.