Leigh Baldwin & Co, LLC
Firm details
- Headquarters
- Cazenovia, New York
- CRD number
- 38751
- Registered since
- June 24, 2008
- Website
- leighbaldwinadvisory.com
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI47.91%
- Individuals42.5%
- Charitable Organizations7.57%
- Corporations / Businesses1.04%
- Pension & Profit Sharing Plans0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Leigh Baldwin & Co, LLC is an independent broker-dealer and registered adviser that serves both individual/family and institutional clients. The firm is organized as an LLC and has been SEC-registered since 2008. Its business mix includes broker-dealer and insurance broker activities alongside advisory services such as financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of other advisers. The firm operates with a percentage-of-AUM fee model (alongside other fee types) and identifies itself as a capital allocator. FINTRX flags the firm as not active on ESG investing and not classified as a multi-state adviser for regulatory purposes. Leigh Baldwin & Co performs both brokerage and advisory roles, which suggests clients may receive a combination of advisory portfolios and brokerage/insurance solutions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities35%
- Private Funds30%
- Public Funds/Mutual Funds20%
- Cash & Cash Equivalents10%
- US Government Bonds2%
Owners & executives
3 of 6
Stefanie Dorozynski
Chief Compliance OfficerCRD 4899201
Martin Saltzman
Principal & COOCRD 1131052
Alicia Testani
Client Relations CoordinatorCRD 7829574
Contacts
3 of 60
Leigh Baldwin
President, Senior Portfolio ManagerCRD 1895333
John Arrington
Investment AdvisorCRD 2168202
Austin Toomey
Financial AdvisorCRD 5982808
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 90Active vs passive
$116M in ETFs
37%
$42.6M
57%
$73.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $6.5M | 93,174 | 5.62% |
Location
Cazenovia, NY
Madison
Location
Cazenovia, NY
Headquartered in Cazenovia, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Madison
- Address
- 112 Albany St
- Time zone
- ET (UTC-5)
- Office locations
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