WILLIAM HOOD & COMPANY

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
293416
Registered since
August 28, 2018

Firm profile

FINTRX

Overview

William Hood & Company is organized as a limited liability company and registered with the SEC in 2018. The firm is identified as an investment bank rather than a traditional asset-management-focused RIA; ownership is described as a combination of a domestic entity and an individual. Available records do not list customary advisory activity details such as client segments or fee schedules. Regulatory and operational flags in the record indicate the firm is not a capital allocator and does not identify as an active ESG investor. It is not designated as a multistate adviser, nor is it listed as a pension consultant or a related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • SAMUEL BOSCH SCHULTZ

    Registered RepresentativeCRD 6064840

  • GREGORY HORN

    Managing Director & PartnerCRD 5025686

  • Jeremy Vallesteros

    AssociateCRD 7031888

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1330 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth