Waverly Advisors, LLC

RIASEC RegisteredEst. 2001

Total AUM

$29.9B

Discretionary

$25.2B

84% of AUM

Avg account

$837K

Accounts

35,709

Employees

414

Advisory reps

227

Firm details

Headquarters: Birmingham, Alabama
CRD number: 115332
Registered since: November 30, 2001
Website: www.waverly-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI58.28%
Pension & Profit Sharing Plans16.25%
Individuals12.66%
Pooled Investment Vehicles6.18%
Corporations / Businesses3.7%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Waverly Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since at least 2001. The firm serves both individual and family clients as well as institutional accounts and describes itself as a capital allocator that sponsors and manages pooled vehicles. Its advisory services span financial planning, discretionary and non‑discretionary portfolio management across individuals, pooled investment vehicles, investment companies and institutions, plus pension consulting and the selection of outside advisers. Compensation models include percentage of AUM, hourly and fixed fees, and performance‑based fees. Waverly identifies as an active ESG investor and lists business affiliations that range from accounting and trust services to roles as sponsor/GP of private funds. Waverly has received repeated industry recognition over recent years, appearing in rankings and lists published by Forbes, Barron’s, CNBC, Citywire, FA Magazine and AdvisorHub between 2020 and 2026.