WAVERLY ADVISORS, LLC

RIASEC RegisteredEst. 2001

Total AUM

$29.8B

Discretionary

$25.1B

84% of AUM

Avg account

$834K

Accounts

35,709

Employees

414

Advisory reps

218

Firm details

Headquarters: Birmingham, Alabama
CRD number: 115332
Registered since: November 30, 2001
Website: www.waverly-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI58.46%
Pension & Profit Sharing Plans16.3%
Individuals12.7%
Pooled Investment Vehicles5.89%
Corporations / Businesses3.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Waverly Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2001. The firm positions itself as a capital allocator for a mixed client base that includes individuals, families and institutions, offering a range of advisory services from financial planning to portfolio management for individuals, pooled vehicles and investment companies. Its fee arrangements include percentage-of-AUM billing alongside hourly, fixed and performance-based options. The firm identifies as an active ESG investor and lists activities that span pension consulting and selection of other advisers. Waverly appears to maintain a broader ecosystem of affiliations and business activities — its filings list relationships with other investment advisers, CPO/CTAs, banking or thrift institutions, trust companies, law firms and real estate brokers, and it serves as sponsor/GP or managing member of pooled vehicles in some cases. The firm has received industry recognition from outlets including FA Magazine, Forbes (multiple years), Barron’s (multiple years), CNBC, Citywire and AdvisorHub.