HARBERT FUND ADVISORS, LLC
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 110577
- Registered since
- October 27, 1998
- Website
- www.harbert.net
- Custodians
- J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, GOLDMAN SACHS & CO. LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Harbert Fund Advisors, LLC is an SEC-registered investment manager formed in 1998 that operates as a multi-strategy alternative manager. The firm is organized as an LLC and serves primarily institutional clients through pooled investment vehicles and advisory relationships with businesses or institutions. Its fee arrangement combines asset-based fees with performance-based fees. Harbert is active as a sponsor and general partner and is also registered as a real estate broker, reflecting vertical involvement across deal origination, management and fund sponsorship. The firm does not present itself as a capital allocator or an ESG-active manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3RAYMOND HARBERT
Executive Vice President & Chief Financial OfficerCRD 2718750
Jason Pritchett
President, Chief Operating OfficerCRD 7511907
RAYMOND HARBERT
Chief Financial OfficerCRD 5878726
Contacts
3 of 4JOHN MCCULLOUGH
Executive Vice President & General CounselCRD 5653229
MICHAEL BAUDER
Vice PresidentCRD 2318491
LEE PURCELL
global head of Capital Markets DistributionCRD 4676073
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Birmingham, AL
JEFFERSON
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- JEFFERSON
- Address
- 2100 3rd Ave N
- Time zone
- CT (UTC-6)
- Office locations
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