REGIONS INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 111715
- Registered since
- August 15, 1986
- Website
- www.regions.com
- Fee structure
- Percentage of AUM
- Client types
- Banking / Thrift Institutions100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Regions Investment Management, Inc. is a corporate-structured investment adviser that registers with the SEC and has been active since 1986. The firm’s stated advisory focus is portfolio management for businesses and institutional clients. Its fee model is a percentage of assets under management. Public disclosures indicate the firm does not identify as an active ESG investor and is not registered as a multi-state or newly formed adviser. Ownership is listed as a combination of a domestic entity and individual ownership. Industry affiliations include broker‑dealer activity, other adviser relationships, ties to banking or thrift institutions, pension consulting and roles as sponsor/GP or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
1 of 1SAMUEL MCKNIGHT
Executive Vice President & CIOCRD 2696823
Contacts
3 of 8FRANCESCA SMITHERMAN
Director of Equity ResearchCRD 2904466
BRIAN HERRON
Fixed Income Portfolio ManagerCRD 4604554
GREGORY FIREK
DirectorCRD 2584584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 233Active vs passive
$6B in ETFs
98%
$5.9B
1%
$96M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $755M | 1,155,500 | 12.58% |
Location
Birmingham, AL
JEFFERSON
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- JEFFERSON
- Address
- 1900 5th Ave N
- Time zone
- CT (UTC-6)
- Office locations
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