Regions Investment Management, Inc.
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 111715
- Registered since
- August 15, 1986
- Website
- www.regions.com
- Fee structure
- Percentage of AUM
- Client types
- Banking / Thrift Institutions100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Regions Investment Management, Inc. is an institutional registered investment adviser that provides portfolio management services to businesses and institutional clients. The firm operates on a fee model tied to assets under management and reports an advisory focus on institutional mandates rather than retail wealth management. Its regulatory filings flag affiliations with broker-dealers, banking institutions, pension consulting, and roles as sponsor or general partner of pooled investment vehicles, which suggests the firm participates in both advisory and sponsoring capacities across institutional products. The firm does not identify as an active ESG investor and is not listed as a multistate or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
1 of 1
Samuel Mcknight
Executive Vice President & CIOCRD 2696823
Contacts
3 of 8Scott Flurry
Director of Investment StrategyCRD 4411703

Kristie Jones
Senior Vice PresidentCRD 4154426

Brian Herron
Fixed Income Portfolio ManagerCRD 4604554
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 491Active vs passive
$13.6B in ETFs
98%
$13.4B
1%
$231M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $905M | 1,208,439 | 6.66% |
Location
Birmingham, AL
Jefferson
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 1900 5th Ave N
- Time zone
- CT (UTC-6)
- Office locations
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