Regions Investment Management, Inc.

RIASEC RegisteredEst. 1986
Total AUM
$20.1B
Discretionary
$13.5B
67% of AUM
Avg account
$10.1B
Accounts
2
Employees
28
Advisory reps
9

Firm details

Headquarters
Birmingham, Alabama
CRD number
111715
Registered since
August 15, 1986
Fee structure
Percentage of AUM
Client types
  • Banking / Thrift Institutions100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regions Investment Management, Inc. is a corporate investment adviser that has been SEC-registered since 1986. The firm offers portfolio management services geared toward businesses and institutional clients and charges fees as a percentage of assets under management. It is not classified as a capital allocator and does not identify as an active ESG investor. Industry affiliations reported for the firm include broker-dealer relationships, other registered investment advisers, ties to a banking or thrift institution, pension consulting activity, and roles as a sponsor or general partner of pooled investment vehicles and limited partnerships. Those affiliations indicate the firm operates within a broader financial-services network and can participate in sponsored pooled structures as well as advisor and broker channels.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Samuel Mcknight

    Samuel Mcknight

    Executive Vice President & CIOCRD 2696823

Contacts

3 of 8
  • Francesca Smitherman

    Francesca Smitherman

    Director of Equity ResearchCRD 2904466

  • Brian Herron

    Brian Herron

    Fixed Income Portfolio ManagerCRD 4604554

  • Gregory Firek

    Gregory Firek

    DirectorCRD 2584584

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 250

Active vs passive

$6.8B in ETFs

Passive

98%

$6.7B

Active

1%

$116M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$905M1,208,43913.32%

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
1900 5th Ave N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth