Regions Investment Management, Inc.

RIASEC RegisteredEst. 1986
Total AUM
$20.1B
Discretionary
$13.5B
67% of AUM
Avg account
$10.1B
Accounts
2
Employees
28
Advisory reps
9

Firm details

Headquarters
Birmingham, Alabama
CRD number
111715
Registered since
August 15, 1986
Fee structure
Percentage of AUM
Client types
  • Banking / Thrift Institutions100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regions Investment Management, Inc. is a corporate SEC-registered investment adviser that has been active since 1986. The firm’s primary advisory activity is portfolio management for businesses and institutional clients, and it charges fees as a percentage of assets under management. It does not identify as an active ESG investor and is not flagged as a multi-state or newly formed adviser. Regulatory and industry relationships reported by the firm include connections with broker-dealers, other investment advisers, and banking or thrift institutions. The firm also lists roles that imply sponsorship or managing-member activity in pooled investment vehicles (sponsor/GP of pooled vehicles and sponsor of limited partnerships), which suggests capacity to structure or administer pooled products in addition to managed accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Samuel Mcknight

    Samuel Mcknight

    Executive Vice President & CIOCRD 2696823

Contacts

3 of 8
  • Francesca Smitherman

    Francesca Smitherman

    Director of Equity ResearchCRD 2904466

  • Brian Herron

    Brian Herron

    Fixed Income Portfolio ManagerCRD 4604554

  • Gregory Firek

    Gregory Firek

    DirectorCRD 2584584

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 233

Active vs passive

$6B in ETFs

Passive

98%

$5.9B

Active

1%

$96M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$755M1,155,50012.58%

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
1900 5th Ave N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth