Stonex Advisors Inc.

RIASEC Registered

Total AUM

$5.1B

Discretionary

$3.8B

75% of AUM

Avg account

$329K

Accounts

15,487

Employees

220

Advisory reps

242

Firm details

Headquarters: Birmingham, Alabama
CRD number: 174182
Registered since: December 17, 2014
Website: join.saswealth.com
Custodians: STONEX FINANCIAL INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI51.1%
Individuals44.73%
Corporations / Businesses2.4%
State / Municipal Government1.69%
Charitable Organizations0.07%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stonex Advisors Inc. is an independent registered investment adviser and capital allocator that serves both individual/family and institutional clients. The firm is registered with the SEC (registered in 2014) and operates as a corporation with a mix of advisory and insurance-broker activities. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars. Its fee arrangements include percentage-of-AUM, hourly, and fixed-fee engagements. The firm identifies as an active ESG investor and combines its advisory platform with insurance distribution, which supports use of annuities and other insurance solutions alongside investment management. Stonex’s business affiliations span broker-dealer, other investment adviser, commodity trading entities (CPO/CTA, FCM), and insurance company relationships, reflecting a multi-channel distribution and service model.