Highland Associates Inc

RIASEC RegisteredEst. 1987

Total AUM

$21B

Discretionary

$7.5B

35% of AUM

Avg account

$344M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Alabama
CRD number: 104948
Registered since: August 21, 1987
Website: highlandassoc.com
Custodians: PRINCIPAL SECURITIES, INC., PNC INVESTMENTS LLC, THE BANK OF NEW YORK MELLON, LINCOLN FINANCIAL DISTRIBUTORS, INC., PRINCIPAL SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses57.92%
Pension & Profit Sharing Plans29.43%
Pooled Investment Vehicles7.07%
Charitable Organizations3.3%
Insurance Companies2.28%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Highland Associates Inc. is a corporation that has been SEC-registered since 1987 and serves primarily institutional clients. The firm is classified as an "Other Fund Provider" and operates under a fee model that includes percentage-of-AUM charges and fixed fees. Its advisory scope covers portfolio management for individuals/small businesses, pooled investment vehicles, and institutions, along with pension consulting and the selection of other advisers. Highland is not identified as an active ESG investor and does not report multi-state adviser status. Filings and affiliations indicate the firm is connected with broker-dealer activity, other investment advisers, banking or thrift institutions, and acts in sponsor/GP or managing-member roles for pooled investment vehicles and limited partnerships.