Vawter Financial Ltd
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 108830
- Registered since
- April 24, 2018
- Website
- www.vawterfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI88.4%
- Individuals11.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Vawter Financial Ltd is an independent registered investment adviser, formed in 2018 and owned by an individual. The firm focuses on serving individual and family clients and bills on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Stated advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting; regulatory metadata indicates the firm is not separately designated as a pension consultant. Vawter is not positioned as a capital allocator, does not identify as an active ESG investor, and is not classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds38%
Contacts
3 of 5Jacqueline Washburn
Office ManagerCRD 6063976
Katrina Moore
Wealth AdvisorCRD 7242410
Gary Vawter
Owner, PresidentCRD 1317956
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$268M in ETFs
55%
$147M
45%
$121M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ACTIVE BOND ETF (JBND) | JP Morgan | Active | Intermediate Core Bond | $19.3M | 360,261 | 7.20% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 1161 Bethel Rd
- Time zone
- ET (UTC-5)
- Office locations
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