VAWTER FINANCIAL LTD

RIASEC RegisteredEst. 2018
Total AUM
$394M
Discretionary
$394M
100% of AUM
Avg account
$341K
Accounts
1,155
Employees
5
Advisory reps
5

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
108830
Registered since
April 24, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.4%
  • Individuals11.6%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Vawter Financial Ltd is an independent, owner-operated registered investment adviser formed as an LLC and registered with the SEC in 2018. The firm serves individual and family clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its billing options include assets-under-management fees as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not structured as a capital allocator or a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 38%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds38%

Contacts

3 of 5
  • JACQUELINE WASHBURN

    Office ManagerCRD 6063976

  • KATRINA MOORE

    Wealth AdvisorCRD 7242410

  • GARY VAWTER

    Owner, PresidentCRD 1317956

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 100

Active vs passive

$237M in ETFs

Passive

55%

$131M

Active

45%

$106M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ACTIVE BOND ETF (JBND)JP MorganActiveIntermediate Core Bond$18.5M344,4547.80%

Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
1161 Bethel Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth