GGM Financial LLC
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 327008
- Registered since
- August 31, 2023
- Website
- www.ggmfin.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI69.3%
- Individuals24.95%
- Corporations / Businesses5.37%
- Pension & Profit Sharing Plans0.37%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
GGM Financial LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm is owned by an individual and positions itself as a capital allocator for both high-net-worth individuals and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting support, and selection of other advisers. GGM also operates as an insurance broker and charges clients using a mix of percentage-of-AUM and fixed fees. The firm does not self-identify as an active ESG investor and appears to operate under a single-state registration profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities4%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 3
Matthew Collins
COOCRD 5920146
Aaron Green
CEO & Financial AdvisorCRD 5205774
Karen Bauman
CIOCRD 5697978
Contacts
3 of 5
Luke Scott
Financial Planning AnalystCRD 7537050
Kent Keister
Senior Compliance ConsultantCRD 4696243
John McCabe
Partner, Financial AdvisorCRD 2739366
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 174Active vs passive
$247M in ETFs
24%
$60.2M
68%
$187M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ACTIVE GROWTH ETF (JGRO) | JP Morgan | Active | Large Growth | $60.2M | 610,144 | 24.38% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 2492 W Dublin Granville Rd
- Time zone
- ET (UTC-5)
- Office locations
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