GGM FINANCIAL LLC

RIASEC RegisteredEst. 2023
Total AUM
$513M
Discretionary
$513M
100% of AUM
Avg account
$565K
Accounts
908
Employees
11
Advisory reps
8

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
327008
Registered since
August 31, 2023
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.3%
  • Individuals24.95%
  • Corporations / Businesses5.37%
  • Pension & Profit Sharing Plans0.37%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

GGM Financial LLC is an independent, SEC-registered investment adviser that operates as a capital allocator for both individual/family and institutional clients. The firm offers fee-based wealth management using a mix of AUM-based and fixed-fee arrangements and provides insurance brokerage alongside advisory services. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of outside managers. GGM does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%, US Government Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

3 of 3
  • MATTHEW COLLINS

    COOCRD 5920146

  • AARON GREEN

    CEO & Financial AdvisorCRD 5205774

  • KAREN BAUMAN

    CIOCRD 5697978

Contacts

3 of 5
  • LUKE SCOTT

    Financial Planning AnalystCRD 7537050

  • KENT KEISTER

    Senior Compliance ConsultantCRD 4696243

  • John McCabe

    Partner, Financial AdvisorCRD 2739366

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 146

Active vs passive

$200M in ETFs

Passive

44%

$89M

Active

53%

$111M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ACTIVE GROWTH ETF (JGRO)JP MorganActiveLarge Growth$50.8M601,16125.34%

Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
2492 W Dublin Granville Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth