SWS Partners, LLC
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 281838
- Registered since
- February 16, 2016
- Website
- swspartners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI84.29%
- Corporations / Businesses7.46%
- Individuals5.8%
- Pooled Investment Vehicles2.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
SWS Partners, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2016. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional investors. Compensation arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. Core advisory services cover financial planning and portfolio management for individuals, small businesses, pooled investment vehicles and institutional clients, along with selection of outside managers. The firm is not an active ESG investor and reports roles as sponsor, general partner and managing member of pooled investment vehicles, indicating direct involvement in fund sponsorship and governance.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents1%
- Other1%
Owners & executives
2 of 2Kristin Prieur
Chief Compliance OfficerCRD 5690802
Michael Parker
Partner, Chief Investment OfficerCRD 4587101
Contacts
3 of 4
Philip Kessler
Founder & Managing PartnerCRD 5528859
Kevin Kale
Director of SalesCRD 4651271
James Parker
Founder & Managing PartnerCRD 4462889
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$209M in ETFs
86%
$181M
13%
$28.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $39.3M | 60,166 | 18.77% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 230 West St
- Time zone
- ET (UTC-5)
- Office locations
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