Hicks Capital Management, LLC
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 158609
- Registered since
- July 20, 2018
- Website
- hicks-capital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.33%
- Individuals26.67%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Hicks Capital Management, LLC is an independent, SEC-registered RIA that began registration in 2018 and is owned by an individual. The firm serves predominantly individual and family clients and bills through a mix of percentage-of-AUM, hourly and fixed fees. It operates both as a registered representative of a broker-dealer and as an insurance broker, while its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Cash & Cash Equivalents11%
- Exchange Traded Equities10%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
Owners & executives
1 of 1
Linda Cash
Chief Compliance OfficerCRD 2489120
Contacts
3 of 3
Jason Moore
Private Wealth AdvisorCRD 2589788
David Fiest
Technology Analyst, Investment and Portfolio AnalystCRD 4989913
Timothy Hicks
President, Private Wealth AdvisorCRD 4180057
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$94.7M in ETFs
53%
$50.5M
39%
$44.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $29M | 44,377 | 30.60% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 4200 Regent St
- Time zone
- ET (UTC-5)
- Office locations
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