Hicks Capital Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$345M
Discretionary
$341M
99% of AUM
Avg account
$338K
Accounts
1,020
Employees
5
Advisory reps
4

Firm details

Headquarters
Columbus, Ohio
CRD number
158609
Registered since
July 20, 2018
Website
hicks-capital.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI73.33%
  • Individuals26.67%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Hicks Capital Management, LLC is an independent, individual-owned SEC-registered RIA that began registration in 2018. The firm concentrates on serving individual and family clients, offering portfolio management, financial planning, and pension consulting with a fee model that includes a percentage of AUM, hourly charges, and fixed fees. It also operates as a registered representative of a broker-dealer and as an insurance broker. The firm identifies as an active ESG investor and does not present itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Cash & Cash Equivalents 11%, Exchange Traded Equities 10%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%67%
  • Public Funds/Mutual Funds67%
  • Cash & Cash Equivalents11%
  • Exchange Traded Equities10%
  • Investment Grade Corp Bonds5%
  • US Government Bonds4%

Owners & executives

1 of 1
  • Linda Cash

    Linda Cash

    Chief Compliance OfficerCRD 2489120

Contacts

3 of 3
  • Jason Moore

    Jason Moore

    Private Wealth AdvisorCRD 2589788

  • David Fiest

    David Fiest

    Technology Analyst, Investment and Portfolio AnalystCRD 4989913

  • Timothy Hicks

    Timothy Hicks

    President, Private Wealth AdvisorCRD 4180057

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$116M in ETFs

Passive

56%

$64.7M

Active

37%

$51.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$33.3M44,44528.63%
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Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
4200 Regent St
Time zone
ET (UTC-5)
Office locations

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