UBS Asset Management (US) Inc.

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
170
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
583
Registered since
July 29, 1977

Firm profile

FINTRX

Overview

UBS Asset Management (US) Inc. is recorded as a corporate entity that has been registered with the SEC since 1977 and is classified in the dataset as an investment bank. Ownership is listed as a combination of domestic entities and individuals. The snapshot indicates the firm does not operate as a capital allocator, is not identified as an active ESG investor, and is not flagged as a multi-state or newly formed adviser; it is also not listed as a pension consultant or a related adviser. The dataset does not supply details on the firm’s fee model, client segments, or specific advisory and business activities. The available flags point to an investment-bank-aligned asset management role rather than an independent registered investment adviser structure, but the absence of descriptive activity data in the record limits a more detailed read on product focus or client coverage.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Leesa Merrill

    Leesa Merrill

    Chief Compliance OfficerCRD 4795016

  • Paula Olenskyj

    Deputy Chief Compliance OfficerCRD 2080946

Contacts

3 of 168
  • Sarah Schram

    Investment AnalystCRD 7315012

  • Leonardo Ferrara

    Registered RepresentativeCRD 4872144

  • Deepak Mishra

    Deepak Mishra

    DirectorCRD 6265757

Unlock 165 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1285 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth