UBS Asset Management (US) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 583
- Registered since
- July 29, 1977
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Asset Management (US) Inc. is listed as a corporation registered with the SEC in 1977 and classified in the data as an investment bank. Ownership is recorded as a mix of a domestic entity and individual ownership. The profile flags several negative attributes rather than service lines: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not recorded as a pension consultant or related adviser. Those datapoints suggest the entity’s public-facing regulatory and activity profile is limited in the dataset provided.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Leesa Merrill
Chief Compliance OfficerCRD 4795016
Paula Olenskyj
Deputy Chief Compliance OfficerCRD 2080946
Contacts
3 of 163Sarah Schram
Investment AnalystCRD 7315012
Leonardo Ferrara
Registered RepresentativeCRD 4872144

Deepak Mishra
DirectorCRD 6265757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1285 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Delphos Mmj L.P.
Broker-DealerNew York, NY
Institutional Cash Distributors, LLC
Broker-DealerNew York, NY
Kingsrock Securities LLC
Broker-DealerNew York, NY
Itau Bba USA Securities, Inc.
Broker-DealerNew York, NY
ZOE Securities LLC
Broker-DealerNew York, NY
Cohen & Steers Securities, LLC
Broker-DealerNew York, NY