UBS Asset Management (US) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 583
- Registered since
- July 29, 1977
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Asset Management (US) Inc. is recorded as a corporate entity that has been registered with the SEC since 1977 and is classified in the dataset as an investment bank. Ownership is listed as a combination of domestic entities and individuals. The snapshot indicates the firm does not operate as a capital allocator, is not identified as an active ESG investor, and is not flagged as a multi-state or newly formed adviser; it is also not listed as a pension consultant or a related adviser. The dataset does not supply details on the firm’s fee model, client segments, or specific advisory and business activities. The available flags point to an investment-bank-aligned asset management role rather than an independent registered investment adviser structure, but the absence of descriptive activity data in the record limits a more detailed read on product focus or client coverage.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Leesa Merrill
Chief Compliance OfficerCRD 4795016
Paula Olenskyj
Deputy Chief Compliance OfficerCRD 2080946
Contacts
3 of 168Sarah Schram
Investment AnalystCRD 7315012
Leonardo Ferrara
Registered RepresentativeCRD 4872144

Deepak Mishra
DirectorCRD 6265757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1285 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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