UBS Asset Management (US) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 583
- Registered since
- July 29, 1977
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Asset Management (US) Inc. is organized as a corporation and has been SEC-registered since 1977. The FINTRX snapshot classifies the entity as an investment bank and lists its owner type as a domestic entity/individual. FINTRX records indicate the firm is not acting as a capital allocator, is not identified as an active ESG investor, and is not designated as a multistate or newly formed adviser. It is also not listed as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Leesa Merrill
Chief Compliance OfficerCRD 4795016
Paula Olenskyj
Deputy Chief Compliance OfficerCRD 2080946
Contacts
3 of 160Sarah Schram
Investment AnalystCRD 7315012
Leonardo Ferrara
Registered RepresentativeCRD 4872144
Deepak Mishra
DirectorCRD 6265757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1285 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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