Tree Line Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
317434
Registered since
September 13, 2022

Firm profile

FINTRX

Overview

Tree Line Capital Markets, LLC is registered with the SEC and organized as a limited liability company. The firm’s SEC registration date is 2022 and ownership is recorded as a combination of a domestic entity and an individual. Beyond corporate form and registration year, public reporting provides minimal detail on the firm’s business model: fields for client base, fee structure, business activities, and advisory services are not populated in the available record. Regulatory flags in the file indicate several negative markers rather than specialties: the firm is not identified as a capital allocator, it does not report active ESG investing, it is not listed as a multi-state adviser, it is not a pension consultant, and it is not identified as a related adviser. The firm’s classification is recorded as “Unclassified,” which, together with the sparse disclosures, suggests limited public information about investment approach or target client segments.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hale Halasy

    Hale Halasy

    Chief Compliance OfficerCRD 1837514

Contacts

3 of 4
  • David Portnoff

    David Portnoff

    ​Senior PartnerCRD 2977967

  • Frank Cupido

    Frank Cupido

    PartnerCRD 5003138

  • Shria Vora

    Shria Vora

    Incoming AnalystCRD 7583460

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
3 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth