Tradier Brokerage, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
104982
Registered since
May 21, 2001

Firm profile

FINTRX

Overview

Tradier Brokerage, Inc. is a corporate entity that has been SEC-registered since 2001. The firm is listed in FINTRX as owned by a domestic entity and an individual, and it carries an “unclassified” designation within the dataset. The record indicates Tradier Brokerage, Inc. is not identified as a capital allocator, is not marked as an active ESG investor, and is not reported as a multi-state or newly formed adviser. It also does not appear as a pension consultant or a related adviser in the available notes. Tradier did not provide descriptive information about its business activities, advisory services, or affiliations in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 13
  • Steven Held

    Registered RepresentativeCRD 5980014

  • Isabel Alvarado

    Registered RepresentativeCRD 5199016

  • Carlos Gussman

    Carlos Gussman

    Registered RepresentativeCRD 6761647

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
3420 Toringdon Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth