Tradier Brokerage, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
104982
Registered since
May 21, 2001

Firm profile

FINTRX

Overview

Tradier Brokerage, Inc. is organized as a corporation and has been registered with the SEC since 2001. FINTRX classifies the firm as unclassified; ownership is listed as a combination of domestic entity and individual interests. Available records show limited disclosure about the firm's advisory activities and client focus. Tradier is not identified as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multistate or newly formed adviser. It is also not listed as a pension consultant or as a related adviser in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 13
  • Steven Held

    Registered RepresentativeCRD 5980014

  • Isabel Alvarado

    Registered RepresentativeCRD 5199016

  • Carlos Gussman

    Carlos Gussman

    Registered RepresentativeCRD 6761647

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
3420 Toringdon Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth