Sprott Global Resource Investments Ltd

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
Carlsbad, California
CRD number
35878
Registered since
May 19, 1994
Website
sprott.com

Firm profile

FINTRX

Overview

Sprott Global Resource Investments Ltd is registered as a partnership and has been on the SEC roster since 1994. The firm is recorded as a domestic entity/individual owner and is classified in FINTRX as unclassified. Public records in the snapshot provide only a handful of operational attributes: it is not identified as a capital allocator, it does not flag itself as an active ESG investor, and it is not listed as a multi‑state adviser, pension consultant, or related adviser. Disclosure around the firm's business model, advisory activities and client base is minimal in the available data. FINTRX shows no detailed description of investment mandates, target clients, or fee arrangements for this entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 38
  • Christian Vom Dorp

    Christian Vom Dorp

    Portfolio ManagerCRD 5650897

  • Jason Stevens

    Jason Stevens

    Investment ExecutiveCRD 4461619

  • John Barker

    John Barker

    Investment ExecutiveCRD 6187222

Unlock 35 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
1910 Palomar Point Way
Time zone
PT (UTC-8)
Office locations

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