SPROTT GLOBAL RESOURCE INVESTMENTS LTD

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
CARLSBAD, California
CRD number
35878
Registered since
May 19, 1994
Website
sprott.com

Firm profile

FINTRX

Overview

Sprott Global Resource Investments Ltd is organized as a partnership and shows an SEC registration date of 1994. The record lists ownership as a combination of a domestic entity and an individual and classifies the firm as unclassified for strategy/manager type. The dataset indicates the firm does not identify as a capital allocator, is not reported as an active ESG investor, and is not designated a pension consultant or related adviser. The FINTRX entry contains minimal detail on the firm’s investment approach, client segments, fee schedules, or advisory activities. Because those operational and strategy fields are not populated in the record, there is limited visibility into how the firm sources managers, constructs portfolios, or positions itself in the market.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 37
  • JOHN KINNANE

    DirectorCRD 5411765

  • CHRISTIAN VOM DORP

    Portfolio ManagerCRD 5650897

  • Samuel Broom

    Investment ExecutiveCRD 6620961

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CARLSBAD, CA

SAN DIEGO

Location

CARLSBAD, CA

Headquartered in CARLSBAD, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
1910 Palomar Point Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth