Sprott Global Resource Investments Ltd

Broker-DealerFINRA MemberEst. 1994
Total AUM
—
Advisory reps
39
Avg account
$0

Firm details

Headquarters
Carlsbad, California
CRD number
35878
Registered since
May 19, 1994
Website
sprott.com

Firm profile

FINTRX

Overview

Sprott Global Resource Investments Ltd is organized as a partnership and has been registered with the SEC since 1994. Ownership is listed as a combination of a domestic entity and individual ownership. Publicly reported classifications for the firm are limited; it is recorded as "unclassified" in available snapshot data. The firm does not identify itself as a capital allocator and is not listed as an active ESG investor. It is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not provide details on its client segments, fee arrangements, or the specific advisory and business activities it conducts.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 39
  • Christian Vom Dorp

    Christian Vom Dorp

    Portfolio ManagerCRD 5650897

  • Jason Stevens

    Jason Stevens

    Investment ExecutiveCRD 4461619

  • John Barker

    John Barker

    Investment ExecutiveCRD 6187222

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
1910 Palomar Point Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth