James Fox Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Carlsbad, California
CRD number
43632
Registered since
January 16, 1998

Firm profile

FINTRX

Overview

James Fox Securities, Inc. is organized as a corporation and has been registered with the SEC since 1998. The firm is individually owned and is recorded in FINTRX as an unclassified entity rather than under a specific RIA subtype or institutional allocator category. FINTRX indicates the firm is not acting as a capital allocator and is not marked as an active ESG investor. The record also shows it is not registered as a multi-state adviser, is not identified as a pension consultant, and is not listed as a related adviser. Key operational details such as fee structure, client base description, business activities, and advisory services are not reported in the FINTRX entry. Public filings list a single office location, but no address details or branch information are provided in the dataset. FINTRX also shows no client or assets-under-management figures for James Fox Securities, Inc., indicating that AUM and account-level metrics are not disclosed in the available record.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • James Fox

    Registered PrincipalCRD 502708

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
2244 Faraday Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth