James Fox Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Carlsbad, California
CRD number
43632
Registered since
January 16, 1998

Firm profile

FINTRX

Overview

James Fox Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. FINTRX classifies the firm as "Unclassified" and lists the ownership as individual-held. The profile does not include descriptions of the firm's advisory or business activities, and the firm has not supplied information about affiliations or industry roles. FINTRX flags several negative indicators rather than active capabilities: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. Those attributes, combined with the lack of a disclosed activity profile, suggest a limited public footprint and little evidence of ongoing advisory or allocation operations in the FINTRX dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • James Fox

    Registered PrincipalCRD 502708

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, in the West of the United States.

Region
West
County
San Diego
Address
2244 Faraday Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth