Sovereign Legacy Securities, Inc.

Broker-DealerFINRA MemberEst. 1954
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Pinehurst, North Carolina
CRD number
1783
Registered since
March 17, 1954

Firm profile

FINTRX

Overview

Sovereign Legacy Securities, Inc. is organized as a corporation and is recorded as an SEC-registered entity since 1954. The ownership is listed as individual ownership and the firm is categorized as unclassified in the available data. The profile indicates the firm is not positioned as a capital allocator and does not identify itself as an active ESG investor, a multistate adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX does not supply detail on the firm's advisory activities, fee schedules, or client segments, so there is limited public disclosure about how the firm sources mandates or the specific services it offers to clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jeffrey Hovermale

    Jeffrey Hovermale

    Founder & CEOCRD 2104629

Contacts

2 of 2
  • Jacqueline Westbrook

    PrincipalCRD 1464903

  • Frank Pagan

    Frank Pagan

    Registered RepresentativeCRD 2305449

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pinehurst, NC

Moore

Location

Pinehurst, NC

Headquartered in Pinehurst, NC, anchoring the Fayetteville-Sanford-Lumberton, NC metro in the South.

Metro area
Fayetteville-Sanford-Lumberton, NC
Region
South
County
Moore
Address
100 Gray Fox Run
Time zone
ET (UTC-5)
Office locations

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