Sequoia Equities Securities Corporation

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Walnut Creek, California
CRD number
13848
Registered since
July 27, 1983

Firm profile

FINTRX

Overview

Sequoia Equities Securities Corporation is organized as a corporation and has been registered with the SEC since 1983. The firm is listed as owned by an individual and is designated as "unclassified" in the snapshot data. Several regulatory and operational flags are negative: it is not identified as a capital allocator, not active on ESG criteria, not a multi-state adviser, not newly formed, not a pension consultant, and is not marked as a related adviser. Public records supplied for this profile contain very little detail about the firm’s lines of business, advisory activities, or external affiliations. Those fields are blank in the source material, so there is no available information on the types of client services, fee models, or investment mandates the firm may pursue.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Diane Goodin

    FinOpCRD 3117840

  • Roger Coit

    Registered RepresentativeCRD 50331

  • Lauryn Ackley

    Lauryn Ackley

    RepresentativeCRD 5267330

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 N Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth