Sequoia Equities Securities Corporation

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Walnut Creek, California
CRD number
13848
Registered since
July 27, 1983

Firm profile

FINTRX

Overview

Sequoia Equities Securities Corporation is a corporately organized broker-dealer/adviser entity that has been SEC-registered since 1983. FINTRX characterizes the firm as unclassified and notes it is owned by an individual. The firm is not identified as a capital allocator and is not active on ESG investing, according to the available records. It is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. FINTRX does not provide detail on the firm’s business lines, advisory services, or specific client segments, and the firm has not supplied information about activities and affiliations through that source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Roger Coit

    Registered RepresentativeCRD 50331

  • Diane Goodin

    FinOpCRD 3117840

  • Lauryn Ackley

    Lauryn Ackley

    RepresentativeCRD 5267330

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 N Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth