Sentinel Securities, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Wakefield, Massachusetts
CRD number
110942
Registered since
August 9, 2001

Firm profile

FINTRX

Overview

Sentinel Securities, LLC is organized as a limited liability company and is listed as SEC-registered since 2001. FINTRX identifies the ownership as a combination of a domestic entity and an individual and classifies the firm as unclassified for its internal taxonomy. The database flags the firm as not being a capital allocator and not an active ESG investor. Sentinel Securities is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Several routine fields in the FINTRX snapshot — including fee structure, client base, business activities, and advisory activities — are not populated for this firm, and the firm also has not supplied information about activities or affiliations through the FINTRX feed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Douglas Dustin Jr

    Douglas Dustin Jr

    CFO, PartnerCRD 5790881

Contacts

3 of 29
  • Jesse Malik

    Jesse Malik

    Investment Adviser RepresentativeCRD 5348963

  • David Batchelder

    David Batchelder

    Senior Investment OfficerCRD 4451296

  • Timothy Payne

    Timothy Payne

    VP, Financial PlannerCRD 3263379

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wakefield, MA

Middlesex

Location

Wakefield, MA

Headquartered in Wakefield, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
100 Quannapowitt Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth