CBC Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Chestnut Hill, Massachusetts
CRD number
46153
Registered since
December 21, 1998

Firm profile

FINTRX

Overview

CBC Securities, Inc. is organized as a corporation and has been registered with the SEC since 1998. The firm's classification in the source is listed as unclassified, and reported ownership descriptors include domestic entity, foreign entity and individual components. The profile flags a number of operational characteristics: it is not identified as a capital allocator, it is not an active ESG investor, it is not a multistate adviser, it is not newly formed, it does not serve as a pension consultant, and it is not listed as a related adviser. The source did not provide detail on the firm’s advisory services, fee schedule, client segments or specific business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Yee Ki Wan

    Yee Ki Wan

    Chief Executive OfficerCRD 3078166

  • Qiang Liu

    Qiang Liu

    President, CEOCRD 6843524

  • Erin Baskett

    Erin Baskett

    CEOCRD 4538604

Contacts

3 of 4
  • Gordon Yale

    Gordon Yale

    Senior ConsultantCRD 1010194

  • Melissa Costine

    Melissa Costine

    CCOCRD 2646983

  • Marlon Bevaun

    Marlon Bevaun

    FinOpCRD 6259795

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chestnut Hill, MA

Middlesex

Location

Chestnut Hill, MA

Headquartered in Chestnut Hill, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
250 Hammond Pond Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth