CBC Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Chestnut Hill, Massachusetts
CRD number
46153
Registered since
December 21, 1998

Firm profile

FINTRX

Overview

CBC Securities, Inc. is organized as a corporation and has been registered with the SEC since 1998. The firm’s regulatory classification in the provided record is listed as unclassified and ownership fields in the dataset indicate a mix of entity types; the filing does not yield a clear, single ownership structure. The record flags several negative attributes rather than active lines of business: it does not identify CBC Securities as a capital allocator, it is not marked as an active ESG investor, it is not designated a multi-state adviser, and it is not recorded as a pension consultant or related adviser. The dataset contains little else about the firm’s advisory activities, client focus, or fee model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Marlon Bevaun

    Marlon Bevaun

    Chief Financial OfficerCRD 6259795

  • Yee Ki Wan

    Yee Ki Wan

    Chief Executive OfficerCRD 3078166

  • Qiang Liu

    Qiang Liu

    President, CEOCRD 6843524

Contacts

3 of 4
  • Melissa Costine

    Melissa Costine

    CCOCRD 2646983

  • Houston Li

    Houston Li

    ExecutiveCRD 7793997

  • Gordon Yale

    Gordon Yale

    Senior ConsultantCRD 1010194

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chestnut Hill, MA

Middlesex

Location

Chestnut Hill, MA

Headquartered in Chestnut Hill, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
250 Hammond Pond Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth