CBC Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Chestnut Hill, Massachusetts
CRD number
46153
Registered since
December 21, 1998

Firm profile

FINTRX

Overview

CBC Securities, Inc. is a corporate entity that has been SEC-registered since 1998. Public filings in the FINTRX snapshot identify ownership that includes domestic and foreign entities as well as individuals, but the firm is listed as “Unclassified” for its advisory classification. The dataset offers very limited detail on business lines or client-facing activities, and the firm did not provide narrative descriptions of its services or outside affiliations. Regulatory flags in the snapshot indicate CBC Securities, Inc. does not act as a capital allocator and is not identified as an active ESG investor. It is also not recorded as a multi-state adviser, pension consultant, or related adviser in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Marlon Bevaun

    Marlon Bevaun

    Chief Financial OfficerCRD 6259795

  • Yee Ki Wan

    Yee Ki Wan

    Chief Executive OfficerCRD 3078166

  • Qiang Liu

    Qiang Liu

    President, CEOCRD 6843524

Contacts

3 of 4
  • Melissa Costine

    Melissa Costine

    CCOCRD 2646983

  • Houston Li

    Houston Li

    ExecutiveCRD 7793997

  • Gordon Yale

    Gordon Yale

    Senior ConsultantCRD 1010194

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chestnut Hill, MA

Middlesex

Location

Chestnut Hill, MA

Headquartered in Chestnut Hill, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
250 Hammond Pond Pkwy
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth