Shields & Company, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Waltham, Massachusetts
CRD number
30000
Registered since
March 18, 1992

Firm profile

FINTRX

Overview

Shields & Company, Inc. is organized as a privately held corporation under individual ownership and is classified as an investment bank. The firm's profile indicates it operates from an advisory/transactional posture rather than as a capital allocator; it is not identified as engaging in ESG-led investing, pension consulting, or functioning as a related adviser to another investment manager. Publicly available entry fields do not list the firm's client segments, fee structure, specific business lines, or advisory service offerings. That absence makes it difficult to draw conclusions about target client types, mandate scopes, or typical engagement models from the provided dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Kevin Jolley

    Kevin Jolley

    Managing DirectorCRD 4047876

  • Darwin Olympia

    Darwin Olympia

    Managing DirectorCRD 4207986

  • Christopher Nicholas

    Christopher Nicholas

    Managing PartnerCRD 5260410

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Waltham, MA

Middlesex

Location

Waltham, MA

Headquartered in Waltham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
800 South St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth