Ascensus Broker Dealer Services, LLC
Firm details
- Headquarters
- Newton, Massachusetts
- CRD number
- 36478
- Registered since
- July 19, 1994
- Website
- www.ascensus.com
Firm profile
FINTRXOverview
Ascensus Broker Dealer Services, LLC is organized as a limited liability company and appears to operate in the broker‑dealer services space. The entity has been SEC-registered since 1994. Ownership is listed as a mix of domestic entities and individuals, and the firm’s internal classification is recorded as unclassified. The snapshot data indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not designated as a multi‑state adviser, a newly formed adviser, nor a pension consultant, and no related adviser relationship is reported.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Robert Kaplan
Chief Compliance OfficerCRD 1286735

Marc Mehlman
Chief Financial OfficerCRD 3152118

David Musto
Chair, CEO, CCOCRD 2623276
Contacts
3 of 290
Roger Reynolds
Regional Vice PresidentCRD 3222663

Ross Piraino
Retirement Plan ConsultantCRD 6465739
Spencer Staley
Senior ConsultantCRD 7909429
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Newton, MA
Middlesex
Location
Newton, MA
Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 95 Wells Ave
- Time zone
- ET (UTC-5)
- Office locations
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