Ascensus Broker Dealer Services, LLC
Firm details
- Headquarters
- Needham, Massachusetts
- CRD number
- 36478
- Registered since
- July 19, 1994
- Website
- www.ascensus.com
Firm profile
FINTRXOverview
Ascensus Broker Dealer Services, LLC operates as a limited liability company that has been SEC-registered since 1994. The entity is organized under domestic ownership with individual ownership characteristics noted in its filing. FINTRX characterizes the firm’s regulatory classification as unclassified. The firm is not identified as a capital allocator and is not active on ESG criteria. It is also not recorded as a multistate investment adviser, a newly formed adviser, a pension consultant, or a related adviser. The public filing does not include detailed descriptions of the firm’s advisory activities, fee models, target client segments, or the specific business lines it operates, and Ascensus Broker Dealer Services, LLC did not provide further information about affiliations or external activities in the submitted data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Robert Kaplan
Chief Compliance OfficerCRD 1286735

James Gearin
Chief Operating OfficerCRD 1405150

David Musto
Chair, CEO, CCOCRD 2623276
Contacts
3 of 282Lindsey Ellis
Registered RepresentativeCRD 5772771

Glenn Zuck
Vice President, Business DevelopmentCRD 5170656

Shayne Layton
Institutional Relationship ManagerCRD 4410685
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Needham, MA
Norfolk
Location
Needham, MA
Headquartered in Needham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Norfolk
- Address
- 140 Kendrick St
- Time zone
- ET (UTC-5)
- Office locations
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