RMB Securities (USA) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 314958
- Registered since
- March 3, 2022
Firm profile
FINTRXOverview
RMB Securities (USA) Inc. is organized as a corporation with ownership attributed to both a foreign entity and an individual. In the dataset it is categorized as "Unclassified" rather than under a more specific advisory or asset-management label. The profile indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, or a related adviser. The firm has not supplied descriptive information about its business activities, advisory services, client types, or fee arrangements in the source material. The record shows two office locations but provides no public addresses or geographic base. Available data do not disclose client counts, AUM, public holdings, or the firm’s investment strategies, so further detail would require direct inquiry or review of other regulatory or industry records.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
James Gregory
Chief Executive OfficerCRD 7116490
Oscar Membreno
Chief Risk OfficerCRD 2261489
Contacts
3 of 6Marcy Swank
Head of Institutional SalesCRD 1805577

William Connell
Head of OperationsCRD 2868278

Gregg Karafin
Fixed Income SalesCRD 5144948
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 75 Rockefeller Plz
- Time zone
- ET (UTC-5)
- Office locations
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