Race Rock Capital LLC
Firm details
- Headquarters
- Winchester, Massachusetts
- CRD number
- 153363
- Registered since
- December 3, 2010
- Website
- www.racerockcap.us
Firm profile
FINTRXOverview
Race Rock Capital LLC is organized as a privately held limited liability company under individual ownership. Public disclosures about the firm are sparse: no descriptive information about its advisory activities, client segments, fee arrangements, or investment process was reported in the source dataset. The firm is listed as "Unclassified" in sector taxonomy, which suggests no clear alignment with standard RIA subcategories in the dataset. Operational attributes captured in the record indicate Race Rock Capital LLC does not act as a capital allocator and is not identified as an active ESG investor. The firm is not flagged as a multi-state adviser, not marked as newly formed, and is not recorded as a pension consultant or a related adviser to another registered entity. Those attributes point to a narrow, potentially locally focused operation, but the lack of further disclosure prevents a fuller assessment of its client focus or service model. FINTRX data does not include AUM, client counts, a fee schedule, or any investment holdings for the firm. Because those core elements are absent, there is no available basis in the record to evaluate investment philosophy, product mix, or target client profile.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Charles Bartels
Principal And Chief Compliance OfficerCRD 1817969
Contacts
3 of 3
Catherine Sheridan
Registered Broker/DealerCRD 1203915

Kimberly Neely
FinOpCRD 2045019

Charles Bartels
PrincipalCRD 3207740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Winchester, MA
Middlesex
Location
Winchester, MA
Headquartered in Winchester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 7 Wainwright Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MML Investors Services, LLC
Broker-DealerSpringfield, MA
Shields & Company, Inc.
Broker-DealerWaltham, MA
Boston Partners Securities, L.L.C.
Broker-DealerBoston, MA
BTS Securities Corporation
Broker-DealerLincoln, MA
Sentinel Securities, LLC
Broker-DealerWakefield, MA
Moors & Cabot, Inc
Broker-DealerBoston, MA