Race Rock Capital LLC
Firm details
- Headquarters
- Winchester, Massachusetts
- CRD number
- 153363
- Registered since
- December 3, 2010
- Website
- www.racerockcap.us
Firm profile
FINTRXOverview
Race Rock Capital LLC is organized as a limited liability company and has been SEC-registered since 2010. The firm is owned by an individual and is categorized as "unclassified" in the available dataset. Publicly disclosed metadata indicates it does not operate as a capital allocator, does not position itself as an active ESG investor, and is not registered as a multi-state adviser, pension consultant, or related adviser. Disclosure about the firm’s business model, client segments, fee schedule, or advisory activities is minimal in the source data, so there is limited ability to characterize its client-facing services or investment strategy beyond the registration and classification markers noted above.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Charles Bartels
Principal And Chief Compliance OfficerCRD 1817969
Contacts
3 of 3
Catherine Sheridan
Registered Broker/DealerCRD 1203915

Kimberly Neely
FinOpCRD 2045019

Charles Bartels
PrincipalCRD 3207740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Winchester, MA
Middlesex
Location
Winchester, MA
Headquartered in Winchester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 7 Wainwright Rd
- Time zone
- ET (UTC-5)
- Office locations
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