Race Rock Capital LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Winchester, Massachusetts
CRD number
153363
Registered since
December 3, 2010

Firm profile

FINTRX

Assets & Accounts

FINTRX records show Race Rock Capital LLC has no reported clients and no AUM disclosed. The database lists an average client size of $0.00, which reflects the absence of reported client relationships rather than a calculated portfolio metric. Additional business details such as fee arrangements, advisory activities, and account types were not provided in the source data. Race Rock Capital is organized as a limited liability company and is registered with the SEC (registration year 2010). The firm is listed as being owned by an individual and is categorized as "Unclassified" in the snapshot. FINTRX notes that the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not listed as a multi-state adviser.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Charles Bartels

    Charles Bartels

    Principal And Chief Compliance OfficerCRD 1817969

Contacts

3 of 3
  • Catherine Sheridan

    Catherine Sheridan

    Registered Broker/DealerCRD 1203915

  • Charles Bartels

    Charles Bartels

    PrincipalCRD 3207740

  • Kimberly Neely

    Kimberly Neely

    FinOpCRD 2045019

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

Winchester, MA

Middlesex

Location

Winchester, MA

Headquartered in Winchester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
7 Wainwright Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth