R.W. Smith & Associates, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
16605
Registered since
July 16, 1985

Firm profile

FINTRX

Overview

R.W. Smith & Associates, LLC is organized as a limited liability company with ownership recorded as a combination of a domestic entity and an individual. The firm's profile in the dataset is sparse: it is classified as "Unclassified" and is not identified as a capital allocator. The record does not include descriptions of its advisory services, client segments, fee schedule, or stated investment strategies. The firm is not flagged as an active ESG investor, is not marked as a multi-state adviser, and is not identified as a pension consultant or a related adviser. Several common operational attributes—such as whether it manages alternative investments or provides family office services—are not disclosed in the available data. Given the limited public detail, third-party diligence or direct contact with the firm will be necessary to understand its service model, investment approach, and target clients.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Denien Rasmussen

    Denien Rasmussen

    Chief Operating OfficerCRD 1008607

  • Christopher Ferreri

    Christopher Ferreri

    Chief Operating OfficerCRD 1677406

Contacts

3 of 15
  • John Collura

    BrokerCRD 1164131

  • Timothy Worstell

    Timothy Worstell

    BrokerCRD 1176840

  • Michael George

    ControllerCRD 1265239

Unlock 12 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
111 Town Square Pl
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth