R.W. Smith & Associates, LLC

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
16605
Registered since
July 16, 1985

Firm profile

FINTRX

Overview

R.W. Smith & Associates, LLC is organized as a limited liability company and has been SEC-registered since 1985. The firm is listed as a domestic entity/individual owner type and is classified in the source data as "Unclassified," which typically indicates limited public disclosure about business lines or target clients. Reported attributes in the database show the firm does not act as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is neither a pension consultant nor a related adviser. The firm has not supplied narrative detail about its advisory services, investment approach, fee structure, or client segmentation in the available dataset, so there is no published description of how it positions itself in the market or what client types it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Denien Rasmussen

    Denien Rasmussen

    Chief Operating OfficerCRD 1008607

  • Christopher Ferreri

    Christopher Ferreri

    Chief Operating OfficerCRD 1677406

Contacts

3 of 15
  • William Stahl

    Municipal Bond BrokerCRD 2360052

  • Michael Galeotti

    BrokerCRD 2400187

  • Anthony Paulino

    BrokerCRD 4363960

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
111 Town Square Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth