First Brokers Securities LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
27369
Registered since
October 5, 1990

Firm profile

FINTRX

Overview

First Brokers Securities LLC is a limited liability company that was first registered with the SEC in 1990. Public filings classify the firm as unclassified; ownership is listed as a combination of a domestic entity and an individual. The snapshot data indicates the firm is not positioned as a capital allocator, is not identified as an active ESG investor, and does not operate as a multi-state adviser. It is not flagged as a newly formed adviser, a pension consultant, or a related adviser. The dataset contains no granular descriptions of business lines, advisory services, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Privett

    Chief Technology OfficerCRD 6773041

Contacts

3 of 26
  • Brian Finn

    Bond BrokerCRD 735692

  • Andrew Okeefe

    Director, PresidentCRD 1042045

  • Robert Cudequest

    BrokerCRD 1146096

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
5 Hudson St
Time zone
ET (UTC-5)
Office locations

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