First Brokers Securities LLC

Overview

First Brokers Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 1990. The firm is owned by a mix of a domestic entity and an individual and is categorized as "Unclassified" in the snapshot data. FINTRX flags it as not being a capital allocator and not an active ESG investor; it is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset provides no detail on fee arrangements, client segments, or specific advisory activities, and the absence of reported client assets in FINTRX suggests the firm does not operate (or does not report) as an investment adviser managing client portfolios.

Assets & Accounts

Location & Offices