Pershing LLC

Broker-DealerFINRA MemberEst. 1973
Total AUM
Advisory reps
935
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
7560
Registered since
April 23, 1973

Firm profile

FINTRX

Overview

Pershing LLC is organized as a limited liability company and has been registered with the SEC since 1973. The entity is classified in the data as an investment bank and is described as having domestic-entity and individual ownership. The firm is not listed as a capital allocator, and the record indicates it does not identify as an active ESG investor. The regulatory snapshot flags several service-role negatives: Pershing LLC is not recorded as a multi-state adviser, not newly formed, and is not designated as a pension consultant or a related adviser. Specifics about client types, fee schedules, advisory or business activities were not provided in the source material.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Brian Ruane

    Brian Ruane

    CEOCRD 3169333

  • James Crowley

    James Crowley

    Chief Executive OfficerCRD 1087182

  • Nina Weiss

    Nina Weiss

    Chief Compliance OfficerCRD 2642331

Unlock 6 more executives

Contacts

3 of 926
  • Kelsey Riberdy

    Kelsey Riberdy

    AssociateCRD 5886050

  • Corbett Lawrence

    Vice PresidentCRD 5184801

  • Sarah Byron

    Sarah Byron

    Client Processing ManagerCRD 5201743

Unlock 923 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
1 Pershing Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth