Appia Financial Services

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
335559
Registered since
January 29, 2026

Firm profile

FINTRX

Overview

Appia Financial Services is organized as a limited liability company and is listed as an SEC-registered adviser with an effective year of registration of 2026. Ownership is described as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the available record and is not identified as a capital allocator. It is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The source material does not include a description of Appia’s advisory services, target client segments, fee schedule, or investment process.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Stracquadanio

    John Stracquadanio

    Chief Executive OfficerCRD 1643369

  • Keith Peckholdt

    Keith Peckholdt

    Chief Operating Officer and PartnerCRD 1271599

Contacts

3 of 4
  • Michael De Gaglia

    Head of Securities LendingCRD 2761264

  • Brad Rothbaum

    Brad Rothbaum

    Managing DirectorCRD 1802673

  • Eugene Picone

    Eugene Picone

    Global Head of Secured Funding Sales and ProductCRD 4997432

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
101 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth