Appia Financial Services

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
335559
Registered since
January 29, 2026

Firm profile

FINTRX

Overview

Appia Financial Services is organized as a limited liability company and is listed as being owned by both a domestic entity and an individual. The firm registered with the SEC in 2026. FINTRX classifies the adviser as "Unclassified" and its profile indicates it is not a capital allocator. The firm does not appear to position itself as an ESG-focused manager, and it is not identified as a multi-state adviser. The dataset also flags that Appia Financial Services is not a pension consultant and is not listed as a related adviser to another registered manager. Beyond these basic registry and classification markers, there is minimal public detail about the firm’s business activities, advisory offerings, or fee structure in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Keith Peckholdt

    Keith Peckholdt

    Chief Operating Officer and PartnerCRD 1271599

  • John Stracquadanio

    John Stracquadanio

    Chief Executive OfficerCRD 1643369

Contacts

3 of 4
  • Brad Rothbaum

    Brad Rothbaum

    Managing DirectorCRD 1802673

  • Guy Haselmann

    Guy Haselmann

    Sr. Business Development ManagerCRD 1845975

  • Michael De Gaglia

    Head of Securities LendingCRD 2761264

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
101 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth