Essex Securities LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
46605
Registered since
October 7, 1999

Firm profile

FINTRX

Overview

Essex Securities LLC is organized as a limited liability company and has an SEC registration dating to 1999. The ownership is recorded as a mix of a domestic entity and an individual. The firm is classified in the source data as unclassified and is not designated as a capital allocator. It is not flagged as an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and is not listed as a related adviser. The firm did not provide details about its client segments, fee schedules, specific business activities, or advisory services in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lloyd Shepetin

    Chief Compliance OfficerCRD 1263121

  • Prakash Gupta

    Chief Executive OfficerCRD 5784605

Contacts

3 of 8
  • John Watson

    John Watson

    Registered RepresentativeCRD 6327943

  • Matthew Stevens

    Wealth ManagerCRD 725155

  • Gregory Vanwinkle

    Registered RepresentativeCRD 1056407

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
95 Christopher Columbus Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth