Essex Securities LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
46605
Registered since
October 7, 1999

Firm profile

FINTRX

Overview

Essex Securities LLC is organized as a limited liability company and is listed in FINTRX as having been SEC-registered in 1999. Ownership is reported as a combination of a domestic entity and individual owners. The firm’s regulatory classification in the snapshot is marked as unclassified. The publicly available snapshot supplies a handful of operational flags: the firm is not identified as a capital allocator, is not an active ESG investor, is not designated as a multi-state adviser, and is not listed as a pension consultant or related adviser. FINTRX does not provide details on the firm’s advisory activities, client types, fee arrangements or investment mandates, so the firm’s service mix and target clientele are not described in the record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lloyd Shepetin

    Chief Compliance OfficerCRD 1263121

  • Prakash Gupta

    Chief Executive OfficerCRD 5784605

Contacts

3 of 8
  • Gregory Vanwinkle

    Registered RepresentativeCRD 1056407

  • Danny Weeks

    Danny Weeks

    Head of Fixed Income and TradingCRD 500534

  • Joseph Boyle

    Joseph Boyle

    Public Finance BankerCRD 1729586

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
95 Christopher Columbus Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth