Essex Securities LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
46605
Registered since
October 7, 1999

Firm profile

FINTRX

Overview

Essex Securities LLC is a limited liability company that has been SEC-registered since 1999. Public data classifies the firm as unclassified; it identifies ownership as a mix of a domestic entity and an individual. Filings indicate the firm does not operate as a capital allocator, does not position itself as an active ESG investor, and is not registered as a multi-state adviser. It also is not listed as a pension consultant or as having a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lloyd Shepetin

    Chief Compliance OfficerCRD 1263121

  • Prakash Gupta

    Chief Executive OfficerCRD 5784605

Contacts

3 of 8
  • Gregory Vanwinkle

    Registered RepresentativeCRD 1056407

  • Danny Weeks

    Danny Weeks

    Head of Fixed Income and TradingCRD 500534

  • Joseph Boyle

    Joseph Boyle

    Public Finance BankerCRD 1729586

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
95 Christopher Columbus Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth