Pine Valley Capital Partners LLC

RIASEC RegisteredEst. 2024
Total AUM
$870M
Discretionary
$644M
74% of AUM
Avg account
$72.5M
Accounts
12
Employees
10
Advisory reps
3

Firm details

Headquarters
Austin, Texas
CRD number
330556
Registered since
August 15, 2024
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles74.07%
  • Other17.94%
  • Charitable Organizations7.99%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pine Valley Capital Partners LLC is an institutional registered investment adviser that registered with the SEC in 2024 and serves institutional clients. The firm operates as a limited liability company owned by a combination of domestic entities and individuals. Its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutional balance sheets; the firm also acts in sponsor/GP and managing-member roles for pooled vehicles it sponsors. Fee arrangements include percentage-of-assets, fixed fees, and performance-based fees. Pine Valley is not identified as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Leanne Ralston

    Leanne Ralston

    Chief of StaffCRD 5376598

Contacts

2 of 2
  • James Stephen

    Managing PartnerCRD 7942800

  • Sam Vinson

    Managing PartnerCRD 7942801

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
401 S 1st St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth