ALPHA CAPITAL MANAGEMENT
Firm details
- Headquarters
- AUSTIN, Texas
- CRD number
- 121703
- Registered since
- November 21, 2002
- Website
- www.alphacapm.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI87.91%
- Individuals9.62%
- Charitable Organizations2.47%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alpha Capital Management is a privately owned corporate advisory firm that has been SEC-registered since 2002. The firm charges fees as a percentage of assets under management and provides portfolio management for individuals, small businesses, and institutional clients. Its client base includes both individual and family investors as well as institutional accounts. Alpha is not positioned as an ESG-focused manager, is not a multi-state adviser, and does not identify as a capital allocator or pension consultant in its disclosures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- US Government Bonds11%
- Cash & Cash Equivalents1%
Contacts
3 of 6RAYMOND BERGMAN
Financial AdvisorCRD 2129377
MICHAEL TURNER
Founding Partner & Portfolio ManagerCRD 2764797
BUDDIE BALLARD
Founding Partner & Portfolio ManagerCRD 1580166
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$347M in ETFs
89%
$310M
7%
$37.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL BOND MARKET INDEX FUND (BND) | Vanguard | Passive | Intermediate Core Bond | $84.6M | 1,149,292 | 24.42% |
Location
AUSTIN, TX
TRAVIS
Location
AUSTIN, TX
Headquartered in AUSTIN, TX, in the South of the United States.
- Region
- South
- County
- TRAVIS
- Address
- 5407 Parkcrest Dr
- Time zone
- CT (UTC-6)
- Office locations
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