Alongside, LLC
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 333587
- Registered since
- January 15, 2025
- Website
- alongsideria.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals55.28%
- HNWI43.92%
- Corporations / Businesses0.54%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Alongside, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that also selects third-party managers. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include percentage-of-AUM charges alongside fixed-fee engagements. Alongside is not listed as an active ESG investor and is identified as a domestic, independent RIA.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Cash & Cash Equivalents7%
- Exchange Traded Equities3%
Owners & executives
3 of 3
Peter Lee
Founder & CEOCRD 5096608
Sean Scruggs
CEO & Senior Wealth AdvisorCRD 4034420
Daniel Wohlgemuth
Chief Risk OfficerCRD 2788404
Contacts
3 of 22
Daniel Sinnen
Partner, Senior Wealth AdvisorCRD 5724887
Matthew Swarbrick
Owner, Senior Wealth AdvisorCRD 5770614
Jason Jupiterwala
Owner, Senior Wealth AdvisorCRD 5887276
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 208Active vs passive
$940M in ETFs
79%
$739M
14%
$201M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $41M | 54,793 | 4.36% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 3711 S Mopac Expy
- Time zone
- CT (UTC-6)
- Office locations
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