ALONGSIDE, LLC

RIASEC RegisteredEst. 2025

Total AUM

$879M

Discretionary

$879M

100% of AUM

Avg account

$225K

Accounts

3,903

Employees

3

Advisory reps

23

Firm details

Headquarters: AUSTIN, Texas
CRD number: 333587
Registered since: January 15, 2025
Website: alongsideria.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals55.28%
HNWI43.92%
Corporations / Businesses0.54%
Charitable Organizations0.25%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alongside, LLC is an independent Registered Investment Adviser operating as a limited liability company and acting as a capital allocator for both individuals/families and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its fee arrangements include a percentage of assets under management and fixed fees. Alongside reports that it does not take an active ESG investing stance.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds89%
Cash & Cash Equivalents7%
Exchange Traded Equities3%

Owners & executives

3 of 3

SEAN SCRUGGS
CEO & Senior Wealth AdvisorCRD 4034420
PETER LEE
Founder & CEOCRD 5096608
DANIEL WOHLGEMUTH
Chief Risk OfficerCRD 2788404

Contacts

3 of 20

TRAVIS PENFIELD
Registered RepresentativeCRD 6104530
STEPHEN SHIPLEY
FounderCRD 2413071
JEREMY KEIL
Investment Adviser RepresentativeCRD 4673347

Unlock 17 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region: South
County: TRAVIS
Address: 3711 S Mopac Expy
Time zone: CT (UTC-6)
Office locations

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