Richard P. Slaughter Associates, Inc.

RIASEC RegisteredEst. 1998
Total AUM
$905M
Discretionary
$884M
98% of AUM
Avg account
$579K
Accounts
1,564
Employees
14
Advisory reps
14

Firm details

Headquarters
Austin, Texas
CRD number
109080
Registered since
April 20, 1998
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI89.05%
  • Individuals9.52%
  • Charitable Organizations1.29%
  • Insurance Companies0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Richard P. Slaughter Associates, Inc. is an independent registered investment adviser that has been SEC-registered since 1998. The firm operates as a capital allocator for individual and family clients, combining fee arrangements based on a percentage of assets under management with hourly billing for certain services. Its advisory offering spans financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses and institutions, selection of third‑party advisers, and client education through publications and seminars. The firm is not identified as an active ESG investor and does not present itself as a multi‑state or pension consultant adviser. Its organizational structure is a corporation with domestic and individual ownership and it conducts selection and oversight of third‑party managers as part of its client solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 10%, Derivatives 9%, Cash & Cash Equivalents 3%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities10%
  • Derivatives9%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • Jana Hovey

    Jana Hovey

    Financial Planning CoordinatorCRD 3231570

  • Brooks Slaughter

    Brooks Slaughter

    President, CEOCRD 2313765

Contacts

3 of 12
  • Jeremy Mocek

    Jeremy Mocek

    Financial PlannerCRD 6359353

  • Joshua Gideon

    Joshua Gideon

    Financial PlannerCRD 5991791

  • Tanner Banister

    Tanner Banister

    Wealth AdvisorCRD 6955749

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 71

Active vs passive

$464M in ETFs

Passive

55%

$254M

Active

41%

$210M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN INTERNATIONAL RESEARCH ENHANCED EQUITY ETF (JIRE)JP MorganActiveForeign Large Blend$65.3M791,68714.07%

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
9600 N Mopac Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth