RICHARD P. SLAUGHTER ASSOCIATES, INC.

RIASEC RegisteredEst. 1998

Total AUM

$905M

Discretionary

$884M

98% of AUM

Avg account

$579K

Accounts

1,564

Employees

Advisory reps

Firm details

Headquarters: AUSTIN, Texas
CRD number: 109080
Registered since: April 20, 1998
Website: www.slaughterinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI89.05%
Individuals9.52%
Charitable Organizations1.29%
Insurance Companies0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Richard P. Slaughter Associates, Inc. is an independent registered investment adviser focused on serving individuals and families. The firm acts as a capital allocator and offers a mix of financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational publications and seminars. Its advisory model blends fee-for-service planning (hourly) with percentage-of-AUM portfolio management, and the firm reports it is not an active ESG investor. Investment activity shows a clear tilt toward public funds and pooled products: the firm's largest asset bucket is public funds/mutual funds, and its 13F disclosure is ETF-heavy. That mix suggests the firm constructs portfolios around liquid, fund-based building blocks for broad market exposure while reserving allocations to third-party managers for non‑public strategies. The firm also uses selection-of-advisers authority, indicating it outsources specialized sleeves when client mandates call for manager expertise.