Richard P. Slaughter Associates, Inc.

RIASEC Registered
Total AUM
$905M
Discretionary
$884M
98% of AUM
Avg account
$579K
Accounts
1,564
Employees
14
Advisory reps
14

Firm details

Headquarters
Austin, Texas
CRD number
109080
Registered since
April 20, 1998
Website
www.slaughterinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI89.05%
  • Individuals9.52%
  • Charitable Organizations1.29%
  • Insurance Companies0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Richard P. Slaughter Associates, Inc. is an independent registered investment adviser that has been SEC-registered since 1998. The firm focuses on serving individual and family clients with financial planning and discretionary portfolio management, and it also provides portfolio services for small businesses and institutional accounts. Services include manager selection, publication of periodicals/newsletters, and educational seminars and workshops. Compensation is a mix of percentage-of-AUM fees and hourly charges. The firm does not position itself as an ESG investor and acts as a capital allocator, directing client capital into both public markets and third-party alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 10%, Derivatives 9%, Cash & Cash Equivalents 3%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities10%
  • Derivatives9%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • Jana Hovey

    Jana Hovey

    Financial Planning CoordinatorCRD 3231570

  • Brooks Slaughter

    Brooks Slaughter

    President, CEOCRD 2313765

Contacts

3 of 12
  • Tanner Banister

    Tanner Banister

    Wealth AdvisorCRD 6955749

  • Lafe Blobaum

    Lafe Blobaum

    Associate Financial PlannerCRD 7218995

  • Christopher Snyder

    Christopher Snyder

    Financial PlannerCRD 6319578

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 80

Active vs passive

$453M in ETFs

Passive

59%

$265M

Active

35%

$188M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL TOP 200 VALUE ETF (IWX)BlackRockPassiveLarge Value$59.8M546,00213.21%
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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
9600 N Mopac Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth