Richard P. Slaughter Associates, Inc.
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 109080
- Registered since
- April 20, 1998
- Website
- www.slaughterinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.05%
- Individuals9.52%
- Charitable Organizations1.29%
- Insurance Companies0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Richard P. Slaughter Associates, Inc. is an independent, SEC‑registered advisory corporation that has operated since 1998. The firm serves individual and family clients, providing financial planning and portfolio management for individuals, small businesses and institutions. It also engages in selecting third‑party advisers, publishes periodicals/newsletters, and runs educational seminars and workshops. The firm charges clients on a percentage‑of‑AUM basis and also uses hourly fees for certain services. Richard P. Slaughter Associates identifies as a capital allocator and does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities10%
- Derivatives9%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Jana Hovey
Financial Planning CoordinatorCRD 3231570
Brooks Slaughter
President, CEOCRD 2313765
Contacts
3 of 12
Tanner Banister
Wealth AdvisorCRD 6955749
Lafe Blobaum
Associate Financial PlannerCRD 7218995
Christopher Snyder
Financial PlannerCRD 6319578
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$464M in ETFs
55%
$254M
41%
$210M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN INTERNATIONAL RESEARCH ENHANCED EQUITY ETF (JIRE) | JP Morgan | Active | Foreign Large Blend | $65.3M | 791,687 | 14.07% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 9600 N Mopac Expy
- Time zone
- CT (UTC-6)
- Office locations
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